Junior Compliance Officer - Man Group plc

Man Group is looking to hire a Junior Compliance Officer as part of its investment management Compliance team. The role will report into the Head of Compliance, AHL but will assist across a variety of tasks and business lines across all of Man Groups UK investment managers, including AHL, Discretionary and Solutions making it a challenging and interesting opportunity.

The role has a broad remit, and is best suited to individuals who are driven, enjoy a varied, hands-on role in a fast-paced and intellectually stimulating environment.

Responsibilities

• Alternative data onboarding – liaise with the Man Data Science team on reviewing of alternative data vendor DDQs
• Investor enquiries – assist Investor Services with drafting responses to DDQs and RFPs
• Run and enhance where possible existing monthly/quarterly Compliance monitoring and testing
• Assist with the running of Man Group’s wall crossing process to support ECM and DCM activity
• Support with updates to compliance documentation and processes e.g. risk assessments, new product processes and conflicts registers
• Assist the Investment Management Compliance team with compliance related initiatives with to a view to developing and strengthening the compliance framework and programme
• Participate in various meetings with infrastructure and front office teams across the firm helping the team providing regulatory and compliance advice
• Assist in the creation, dissemination and delivery of compliance training
• Assist Regulatory Operations on regulatory filings and participate in the annual review of the Form ADV
• Opportunity to support the broader Compliance team on large holding disclosures, e-communication monitoring and MAR trade surveillance
  
  
  

Key Competencies

• Strong academics - educated to degree level or equivalent
• Excellent written and verbal communication
• Analytical and problem solving mindset
• Knowledge of Python or similar would be advantageous
• Prior experience in a Compliance or similar role